1
حسابداری و مالی::
کارکنان
The authority and responsibility is shared between the designated compliance officials and some of the business functionaries and managed at regional/local levels.
The functionary with tasks combined with compliance should have sufficient time to discharge the required compliance function.
Relevant qualifications and skills Independence of function and functionaries Reporting line that facilitates escalations
closing-two months Policies, procedures, reporting needs review, update and sign-off Annual Identified functionaries in LOBs and support functions Jan Half yearly closing-one month Compliance risk assessment and review with compliance group Half yearly Identified functionaries in LOBs and support functions Feb, Aug Quarterly-one month Priority risks, controls and breaches review and correction Quarterly Identified functionaries in LOBs and support functions Feb, Nov, Aug, May Ad hoc Breaches (medium and above) Immediate reporting both within the group and to compliance team Identified functionaries in LOBs and support functions Ad hoc
An enabling framework needs to support the various aspects of operationalizing compliance like identifying the businesses that are actually affected by the regulation and providing for validation by appropriate functionaries familiar with the rules that these have been assessed against current business practices, business sign-off, assessment, and verification at appropriate intervals.
واژگان شبکه مترجمین ایران
3
عمومی::
کارگزار
The functionaries that populate a bureaucratic system and help to formulate and then implement policies for governing processes do so according to a strategic brief.
However, this latter statement makes an assumption that a bureaucracy may vary away from the pure rationality idealised for it by Weber, implying that functionaries have cognitive and emotional capacities that vary with context and may create divergence from some pure rationality, a notion that will be revisited.
Their function is to administer care for residents, the functionaries being management, health workers like doctors, nurses and auxiliaries.
The functionaries normally operate in power centred hierarchical structures, and activi- ties operate through a set of regulations that control
This is because it is a simple purely rational entity that effectively constitutes a mechanism (like a clock) that does not admit the complex reality of individual cognitive and emotional processes by those who make it function - its functionaries (as cogs).
واژگان شبکه مترجمین ایران